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AICPA Guide on SEC and State Regulations - Trusts and Estates ...
NEW YORK (April 24, 2009) – Am I an “investment adviser” as defined by the Investment Advisers ... and other questions with “The CPA’s Guide to Investment Adviser ...

State Hedge Fund Regulation Guide: New York State: Hedge Fund ...
In this guide we hope to outline the hedge fund ... Codes R. & Regs. tit. 13, §11.4(c): "All investment advisers with more than five clients in the State of New York ...

Investment Advisors Registered with the Securities and Exchange ...
Investment Advisor Firm Image LOCATION Total Assets ... New York, New York: 678644955284: 44350082.03 ... and filters definitions below to guide your decision. With 15,115 investment ...

Columbia Management
Columbia New York Intermediate Municipal Bond Fund A B C T Z; Columbia New York Tax ... Columbia Funds are managed by Columbia Management Investment Advisers ...

Guide to Investment Adviser Registration
... SEC or state registration likely will be required or permitted. Guide to Investment Adviser ... New York 212.940.6615 [email protected] Wendy E. Cohen New York 212 ...

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Guide Investment Adviser Blogs
NEW YORK (April 24, 2009) – Am I an “investment adviser” as defined by the Investment Advisers ... and other questions with “The CPA’s Guide to Investment Adviser ...


In this guide we hope to outline the hedge fund ... Codes R. & Regs. tit. 13, §11.4(c): "All investment advisers with more than five clients in the State of New York ...


Investment Advisor Firm Image LOCATION Total Assets ... New York, New York: 678644955284: 44350082.03 ... and filters definitions below to guide your decision. With 15,115 investment ...


Columbia New York Intermediate Municipal Bond Fund A B C T Z; Columbia New York Tax ... Columbia Funds are managed by Columbia Management Investment Advisers ...


... SEC or state registration likely will be required or permitted. Guide to Investment Adviser ... New York 212.940.6615 [email protected] Wendy E. Cohen New York 212 ...